[GNC] stock spinoff and lots

Michael Matz michael.matz at gmail.com
Mon Sep 30 19:26:51 EDT 2024


Geoff,

On 9/29/24 10:48 PM, Geoff wrote:
> Hi Michael
>
> I assume that you want to retain the original lot so that you know the 
> acquisition date associated with it when you ultimately dispose of it 
> and realise a capital gain/loss?  Unfortunately I do not believe that 
> the Lots functionality in GnuCash is sophisticated enough to do that. 
> As a workaround you could record the original dates in the Notes field 
> of the new Lots.
I want to retain the original lot because it avoids the mess of selling 
and re-purchasing the original shares.
>
> >Why does that not create a capital gains transaction?
> In my example the lots are closed at their original acquisition cost, 
> so there is no capital gain brought to book.  The existing 
> *unrealised* capital gain carries forward into the new Parent and 
> Child Lots.
>
Ah, I missed that the original lots were close at the original cost. 
I've followed your example and it's working for me.
>
> > https://lists.gnucash.org/pipermail/gnucash-user/2012-March/044159.html
>
> That example from 2012 is more complex than my example as it involves 
> cash and a capital gain, but the Lot treatment would be essentially 
> the same as mine. I would, however, use "Income:CapitalGain" instead 
> of "Assets:CapitalGain".
Thanks, I've been using "Income:CapitalGain".
>
>
> No two spin-offs are the same, and you need to look at the tax 
> treatment by the relevant regulatory authority before you can decide 
> how to enter it into GnuCash.

Maybe I'm not doing things "correctly", but I'm trying to enter data 
into GnuCash in a why that makes sense to me, so I can create reports 
for myself,  not for the purposes of figuring out my taxes. For taxes, I 
rely on what my broker provides and double check the numbers against 
what I have GnuCash, which may involve some additionally calculations if 
I didn't enter it into GnuCash the "right" way.


Thanks,

Michael

>
> Regards
>
> Geoff
> =====
>
> On 30/09/2024 12:20 pm, Michael Matz wrote:
>> Geoff,
>>
>> Thanks for detailed example. It looks similar to a suggestion made in 
>> 2012 that I had dismissed because it closes out the original lot,  
>> which I am hoping to avoid. Why does that not create a capital gains 
>> transaction?
>>
>> https://lists.gnucash.org/pipermail/gnucash-user/2012-March/044159.html
>> I will look into this more tomorrow, when I have GnuCash in front of 
>> me again. This may be my best option but it feels like a feature is 
>> missing.
>>
>> Thanks also for the mention of this investment lot report. I've read 
>> about it but haven't tried it yet. That may be a good reason to upgrade.
>>
>> Michael
>>
>>
>> On Sun, Sep 29, 2024, 9:50 PM Geoff <cleanoutmyshed at gmail.com 
>> <mailto:cleanoutmyshed at gmail.com>> wrote:
>>
>>     Hi Michael
>>
>>     Assuming that this spin-off has not crystallised a capital gains 
>> event
>>     for you, and the reduction in the parent cost base becomes the child
>>     cost base, you can do this with a single nett zero-value transaction
>>     which:
>>     (1) Closes out your original parent lots at original acquisition 
>> cost
>>     (2) Creates new parent lots at new reduced cost
>>     (3) Creates a new child lot at inherited cost which is the 
>> difference
>>
>>     Then simply scrub out your lots in the Lot Editor.
>>
>>
>>     To illustrate this, I have created a simple scenario where you 
>> have two
>>     parent lots and the split is done on an 80% parent, 20% child basis.
>>     For simplicity I have assumed that the strike price for the split is
>>     $100, and the new post-split stock prices are $80 and $20.
>>
>>     There are two attachments.  The first shows how to account for this
>>     scenario in a spreadsheet, and the second shows how to execute it in
>>     GnuCash.  The original (unrealised) capital gain is preserved but 
>> now
>>     split over both of the stocks.
>>
>>     Note that the new Investment Lots report may not be available to 
>> you if
>>     you are running an older version of GnuCash.  This example was 
>> done on
>>     Windows 10 using GnuCash v5.8 Build ID: git
>>     5.8-117-g6aeca0040e+(2024-09-26)
>>
>>     Hope this helps.
>>
>>     Regards
>>
>>     Geoff
>>     =====
>>
>>     On 30/09/2024 7:52 am, Michael Matz wrote:
>>      > I've been using GnuCash for my personal finances for many years.
>>     I've
>>      > not used the stock lot feature until recently and am working
>>     thought my
>>      > old data and adding stock lots and capital gains transactions.
>>      >
>>      > How do I add a transaction to a lot, which changes the cost basis
>>     but
>>      > not the number of shares?
>>      >
>>      > In the user guide, I found a section about return of capital,
>>     which says
>>      > to enter a transaction in the stock account with 0 shares.
>>     However, that
>>      > transaction is not in the "Splits free" list in the lot editor 
>> so I
>>      > can't add it to the lot.
>>      >
>>      >
>> https://www.gnucash.org/docs/v5/C/gnucash-guide/invest-retofcap.html
>> <https://www.gnucash.org/docs/v5/C/gnucash-guide/invest-retofcap.html>
>>      >
>>      > My need is slightly different, a spin-off rather than return to
>>     capital,
>>      > but it is essentially the same in that it changes the cost basis
>>     but not
>>      > the number of shares. I found this post which gets me most of the
>>     way
>>      > there:
>>      >
>>      >
>> https://lists.gnucash.org/pipermail/gnucash-user/2018-February/074963.html 
>> <https://lists.gnucash.org/pipermail/gnucash-user/2018-February/074963.html> 
>>
>>      >
>>      > Following this, I can create a lot and the correct capital gains
>>      > transaction for the spin-off stock. However, the same issue
>>     exists with
>>      > the 0 share transaction for the parent company - it can't be
>>     added to a
>>      > lot so the cost basis for the parent stock is wrong.
>>      >
>>      > Am I missing something or is there no way to add a transaction to
>>     a lot
>>      > which changes the cost-basis but not the number of shares?
>>      >
>>      > Thanks,
>>      >
>>      > Michael
>>      >
>>      > GnuCash 5.4, Ubuntu
>>      >
>>      >
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